Jonathan Katz - PDFSEARCH.IO - Document Search Engine

Jonathan Katz
Results: 377

#	Item
81	LORD A B B E T T December 19,2003 Jonathan G. Katz Secretary US Security and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-12-31 08:16:30 Lord Abbett Managed account Separately managed account Mutual fund Security Financial economics Investment Finance
82	August 31, 2005 Jonathan G. Katz Committee Management Officer Securities and Exchange Commission 100 F Street NE, Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-09-01 12:37:18 Risk Sarbanes–Oxley Act Audit committee Audit Internal audit Financial audit External auditor Bank regulation U.S. Securities and Exchange Commission Auditing Accountancy Business
83	August 31, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F St. N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-09-01 12:56:51 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board Internal control U.S. Securities and Exchange Commission Entity-level controls Audit Form 10-K Center for Audit Quality Auditing Accountancy Business
84	EDWARD KNIQHT EXECUTIVE VICE PRESIDENT October 30,2003 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 17:44:26 Financial markets New York City Financial economics Securities Exchange Act United States Securities and Exchange Commission United States securities law American Stock Exchange Market maker NASDAQ Self-regulatory organizations Economy of the United States Economy of New York City
85	June 17, 2003 Mr. Jonathan G. Katz Office of the Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:37:46 Investment Chicago Board Options Exchange Financial markets Market maker Warrant Financial economics Options Finance
86	May 2 4 , [removed]VLA OVERNIGHT MAIL Mr. Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-08 16:07:53 Financial economics Financial system Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission United States Securities and Exchange Commission Raymond James Financial Registered representative Broker-dealer Securities Act United States securities law Self-regulatory organizations Financial regulation
87	August 3 1,2005 Via Fax Mr. Jonathan G. Katz, Committee Management Officer Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-10-06 12:40:21 Corporate governance United States securities law Law Private law SEC filings Sarbanes–Oxley Act Form 10-K Audit committee Securities Exchange Act Auditing Business Corporations law
88	April 21, 2003 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 14:08:25 Finance Royal Bank of Canada Stock market Dain Rauscher Wessels Security Depository Trust & Clearing Corporation Rauscher Securities market Demat account Securities Financial economics Financial system
89	JOHN H. BLUHER Executive Vice President General Counsel November 6, 2003 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:24:57 New York City United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act United States securities law New York American Stock Exchange NASDAQ Economy of New York City Economy of the United States Self-regulatory organizations
90	VIA: FEDERAL EXPRESS November 4, 2003 Mr. Jonathan Katz, Secretary Securities and Exchange Commission 450 5th Street, NW Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:27:36 Stock market Economy of New York City Finance Self-regulatory organizations Market maker Securities Exchange Act American Stock Exchange NASDAQ Electronic trading Financial economics Financial markets Investment